Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
New CourtSt Swithin's LaneLondonEC4N 8ALUNITED KINGDOM- Phone
- +4402072805000
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Complaints Contact
New CourtSt Swithin's LaneLondonEC4N 8ALUNITED KINGDOM- Phone
- +4402072805000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 2 limitations Hide limitations
- · Advice to retail clients is limited to corporate finance business only
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Pablo Ferrandiz Tecedor
IRN PXF01307
- (249)CF30 Customer (24 Apr 2009 to 26 Jan 2014)
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Pablo Rodriguez Santamaria
IRN PXR01594
- (146)CF30 Customer (16 Jan 2012 to 5 Jun 2013)
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Panagiota Michou
IRN PXM02343
- (1699)CF30 Customer (3 Jun 2013 to 4 Oct 2013)
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Paola Vivoli
IRN PXV01336
- (1601)[FCA CF] Client dealing (31 Dec 2020 to 31 Jul 2021)
- (1600)CF30 Customer (20 Jul 2018 to 8 Dec 2019)
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Paolo Capuani
IRN PXC01353
- (776)CF23 Corporate Finance Adviser (1 Dec 2001 to 28 Jun 2002)
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Paolo Celesia
IRN PXC01413
- (1202)CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2002)
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Parisis Kallitsantsis
IRN PXK01403
- (217)CF30 Customer (15 Jan 2010 to 16 Jul 2010)
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Patrick Cannon
IRN PXC01909
- (193)CF30 Customer (17 Aug 2010 to 30 Jun 2015)
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Patrick Christopher Mundt
IRN PCM01083
- (2301)CF23 Corporate Finance Adviser (16 Oct 2004 to 14 Jul 2006)
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Patrick Daniel Keohane
IRN PDK01043
- (15)[FCA CF] Client dealing (since 31 Dec 2020)
- (1218)CF30 Customer (1 Nov 2017 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Rothschild & Co Europe Partnership (no longer appointed)
FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021
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Lanebridge Investment Management Limited (no longer appointed)
FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (230)[FCA CF] Client dealing
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controlled function added: (229)[FCA CF] Client dealing
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controlled function added: (228)[FCA CF] Client dealing
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controlled function added: (227)[FCA CF] Manager of certification employee
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controlled function added: (226)[FCA CF] Client dealing
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controlled function added: (225)[FCA CF] Manager of certification employee
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controlled function added: (224)[FCA CF] Client dealing
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controlled function added: (223)[FCA CF] Manager of certification employee
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controlled function added: (222)[FCA CF] Client dealing
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controlled function added: (221)[FCA CF] Client dealing