Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
New CourtSt Swithin's LaneLondonEC4N 8ALUNITED KINGDOM- Phone
- +4402072805000
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Complaints Contact
New CourtSt Swithin's LaneLondonEC4N 8ALUNITED KINGDOM- Phone
- +4402072805000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 2 limitations Hide limitations
- · Advice to retail clients is limited to corporate finance business only
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Robert Plowman
IRN RCP01041
- (1946)CF30 Customer (1 Nov 2007 to 16 Oct 2012)
- (1947)CF23 Corporate Finance Adviser (25 Oct 2004 to 31 Oct 2007)
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Robert Sean Webb
IRN RSW01087
- (56)CF30 Customer (13 Aug 2015 to 6 Mar 2016)
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Robert Stuart Percy
IRN RSP01045
- (785)CF23 Corporate Finance Adviser (1 Dec 2001 to 15 Aug 2003)
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Robert Vincent Bosch
IRN RVB01018
- (191)CF30 Customer (11 Jun 2015 to 6 Mar 2016)
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Robert Vincent Ward
IRN RVW01020
- (1669)CF30 Customer (17 Nov 2015 to 6 Mar 2016)
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Robert William Anderson Wilson
IRN RXW14042
- (553)[FCA CF] Client dealing (since 31 Dec 2020)
- (2232)CF30 Customer (25 Apr 2019 to 8 Dec 2019)
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Roberto Dellino
IRN RXD00254
- (1694)[FCA CF] Client dealing (26 Aug 2021 to 31 Aug 2022)
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Roberto Jose Paiva-Jacques
IRN RJP01176
- (554)CF30 Customer (1 Nov 2007 to 11 Dec 2009)
- (555)CF23 Corporate Finance Adviser (24 Dec 2002 to 31 Oct 2007)
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Roberto Oggioni
IRN RXO01035
- (886)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
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Roberto Paracciani
IRN RXP02395
- (1064)CF30 Customer (15 May 2018 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Rothschild & Co Europe Partnership (no longer appointed)
FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021
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Lanebridge Investment Management Limited (no longer appointed)
FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (360)[FCA CF] Manager of certification employee
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controlled function added: (359)[FCA CF] Client dealing
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controlled function added: (358)[FCA CF] Client dealing
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controlled function added: (357)[FCA CF] Client dealing
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controlled function added: (356)[FCA CF] Client dealing
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controlled function added: (355)[FCA CF] Client dealing
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controlled function added: (354)[FCA CF] Client dealing
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controlled function added: (353)[FCA CF] Client dealing
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controlled function added: (352)[FCA CF] Client dealing
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controlled function added: (351)[FCA CF] Client dealing