Robert Plowman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG

    FRN 150018

    • [FCA CF] Material risk taker (since 1 Jan 2025)
    • [FCA CF] Manager of certification employee (since 24 Oct 2023)
    • [FCA CF] Client dealing (since 11 Jul 2023)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (18 Dec 2020 to 24 Apr 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 24 Apr 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 24 Apr 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 24 Apr 2023)
    • CF30 Customer (25 Feb 2015 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 24 Apr 2023)
    • [FCA CF] Material risk taker (18 Dec 2020 to 24 Apr 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 24 Apr 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 24 Apr 2023)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (21 Jun 2018 to 24 Apr 2023)
    • [FCA CF] Material risk taker (21 Jun 2018 to 24 Apr 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 24 Apr 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 24 Apr 2023)
    • CF30 Customer (14 Nov 2012 to 6 Mar 2016)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (1 Nov 2007 to 16 Oct 2012)
    • CF23 Corporate Finance Adviser (25 Oct 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.