N. M. ROTHSCHILD & SONS LIMITED

Date authorised
1 April 2013
Companies House
00925279
Last scraped
5 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    New Court
    St Swithin's Lane
    London
    EC4N 8AL
    UNITED KINGDOM
    Phone
    +4402072805000
    Web
    https://www.rothschildandco.com

  • Complaints Contact

    New Court
    St Swithin's Lane
    London
    EC4N 8AL
    UNITED KINGDOM
    Phone
    +4402072805000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · Advice to retail clients is limited to corporate finance business only
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nirrushan Raveenthiraraja

    IRN NXR00195

    • (458)[FCA CF] Client dealing (since 22 Jul 2025)
  • Nitant Gupta

    IRN NXG00086

    • (1944)[FCA CF] Client dealing (31 Dec 2020 to 19 Jun 2025)
  • Nnenna Ifeyinwa Nwadiogo Onuba

    IRN NIO01000

    • (267)CF30 Customer (9 Apr 2008 to 6 Mar 2016)
  • Noah Nadav Gringarten

    IRN NXG15818

    • (549)[FCA CF] Client dealing (since 31 Dec 2020)
    • (2135)CF30 Customer (6 Jun 2019 to 8 Dec 2019)
  • Noah Samuel Naggar

    IRN NXN00129

    • (365)[FCA CF] Client dealing (since 10 Apr 2024)
  • Noel Monro

    IRN NXM01420

    • (2041)[FCA CF] Manager of certification employee (31 Dec 2020 to 13 Dec 2025)
    • (2040)[FCA CF] Client dealing (31 Dec 2020 to 13 Dec 2025)
    • (2039)CF30 Customer (13 Nov 2007 to 6 Mar 2016)
  • Noelia Nunez Lopez

    IRN NXN01317

    • (34)CF30 Customer (8 Oct 2016 to 1 Feb 2019)
  • Noora Leena Anniina Laitio

    IRN NLL01004

    • (533)CF23 Corporate Finance Adviser (17 Jul 2003 to 23 Jul 2004)
  • Norbert Balazs Benedek

    IRN NBB01015

    • (243)CF30 Customer (17 Dec 2008 to 26 May 2010)
  • Obaid Choudhry

    IRN OMC01009

    • (1814)[FCA CF] Manager of certification employee (31 Dec 2020 to 26 May 2022)
    • (1813)[FCA CF] Client dealing (31 Dec 2020 to 19 Apr 2024)
    • (1812)CF30 Customer (23 May 2011 to 6 Mar 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (440)Director of firm who is not a certification employee or a SMF manager

  2. controlled function added: (439)[FCA CF] Client dealing

  3. controlled function added: (438)[FCA CF] Client dealing

  4. controlled function added: (437)[FCA CF] Client dealing

  5. controlled function added: (436)[FCA CF] Client dealing

  6. controlled function added: (435)[FCA CF] Client dealing

  7. controlled function added: (434)[FCA CF] Client dealing

  8. controlled function added: (433)[FCA CF] Client dealing

  9. controlled function added: (432)[FCA CF] Client dealing

  10. controlled function added: (431)[FCA CF] Client dealing

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