N. M. ROTHSCHILD & SONS LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
New CourtSt Swithin's LaneLondonEC4N 8ALUNITED KINGDOM- Phone
- +4402072805000
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Complaints Contact
New CourtSt Swithin's LaneLondonEC4N 8ALUNITED KINGDOM- Phone
- +4402072805000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Advice to retail clients is limited to corporate finance business only
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Buy-to-Let Start Date
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Buy-to-Let End Date
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Buy-to-Let Status
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Mathieu Grant Gordon
IRN MGG01060
- (229)CF30 Customer (23 Mar 2010 to 27 Jul 2012)
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Mathieu Nicolas Dartayet
IRN MND01025
- (121)[FCA CF] Manager of certification employee (since 31 Dec 2020)
- (120)[FCA CF] Client dealing (since 31 Dec 2020)
- (2007)CF30 Customer (14 Oct 2016 to 8 Dec 2019)
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Mathieu Pierre Jean Le Merre
IRN MPL01061
- (2220)CF30 Customer (1 Nov 2007 to 26 Feb 2014)
- (2221)CF21 Investment Adviser (3 Aug 2006 to 31 Oct 2007)
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Matilda Johansson
IRN MXJ00521
- (318)[FCA CF] Client dealing (since 10 Apr 2025)
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Matteo Nicolas P Vogeleer
IRN MXV00177
- (420)[FCA CF] Client dealing (since 18 Oct 2023)
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Matthew Andrew Courtman-Stock
IRN MAC01218
- (572)CF21 Investment Adviser (14 Nov 2002 to 31 Mar 2005)
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Matthew Charles Metcalfe
IRN MCM01060
- (894)CF30 Customer (1 Nov 2007 to 30 Jan 2009)
- (895)CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
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Matthew Christopher Lewis
IRN MCL01036
- (745)CF30 Customer (1 Nov 2007 to 8 Aug 2008)
- (746)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Matthew Ian Price
IRN MIP01025
- (9)[FCA CF] Client dealing (since 31 Dec 2020)
- (2155)CF30 Customer (17 May 2018 to 8 Dec 2019)
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Matthew James Brook
IRN MJB01711
- (196)CF30 Customer (14 Dec 2011 to 4 Sep 2012)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Rothschild & Co Europe Partnership (no longer appointed)
FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021
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Lanebridge Investment Management Limited (no longer appointed)
FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (480)[FCA CF] Client dealing
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controlled function added: (479)[FCA CF] Client dealing
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controlled function added: (478)[FCA CF] Client dealing
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controlled function added: (477)[FCA CF] Client dealing
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controlled function added: (476)[FCA CF] Client dealing
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controlled function added: (475)[FCA CF] Client dealing
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controlled function added: (474)[FCA CF] Client dealing
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controlled function added: (473)[FCA CF] Client dealing
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controlled function added: (472)[FCA CF] Client dealing
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controlled function added: (471)[FCA CF] Client dealing