Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commerzbank AG

    FRN 124920

    • [FCA CF] Manager of certification employee (since 7 Mar 2022)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (7 Mar 2022 to 6 Mar 2024)
    • CF30 Customer (19 Mar 2014 to 6 Mar 2016)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (1 Nov 2007 to 26 Feb 2014)
    • CF21 Investment Adviser (3 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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