MUFG Securities EMEA plc

Date authorised
1 April 2013
Companies House
01698498
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ropemaker Place
    25 Ropemaker Street
    London
    EC2Y 9AJ
    UNITED KINGDOM
    Phone
    +4402075771000
    Web
    https://www.mufgemea.com

  • Complaints Contact

    Ropemaker Place
    25 Ropemaker Street
    London
    EC2Y 9AJ
    UNITED KINGDOM
    Phone
    +4402075774227

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Yumesaku Ishigaki

    IRN YXI01028

    • CF29 Significant management (1 Nov 2007 to 14 May 2009)
    • CF30 Customer (1 Nov 2007 to 14 May 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (4 Apr 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (15 Feb 2002 to 31 Oct 2007)
  • Yuriusakitomo Toki

    IRN YXT01066

    • CF29 Significant management (6 Apr 2011 to 28 Mar 2015)
    • CF30 Customer (1 Nov 2007 to 28 Mar 2015)
    • CF21 Investment Adviser (24 May 2006 to 31 Oct 2007)
  • Yusuke Ochiai

    IRN YXO01021

    • CF21 Investment Adviser (1 Oct 2005 to 30 Jun 2006)
  • Yutaka Umezaki

    IRN YXU01006

    • CF30 Customer (1 Nov 2007 to 28 Aug 2009)
    • CF21 Investment Adviser (1 Oct 2005 to 31 Oct 2007)
  • Yutetsu Ametani

    IRN AXY01217

    • CF30 Customer (22 Jan 2015 to 6 Mar 2016)
  • Yuya Yoshida

    IRN YXY01040

    • CF30 Customer (1 Nov 2007 to 15 Feb 2010)
    • CF21 Investment Adviser (17 Jul 2006 to 31 Oct 2007)
  • Yuzhong Maximilien He

    IRN YMH00008

    • CF30 Customer (9 Jan 2014 to 6 Mar 2016)
  • Yvette Rathbone

    IRN YXR01003

    • CF21 Investment Adviser (14 Jul 2004 to 17 Aug 2005)
  • Zahra Rahman

    IRN ZXR00052

    • [FCA CF] Client dealing (since 15 Jan 2026)
  • Zentaro Kanatani

    IRN ZXK01016

    • CF21 Investment Adviser (26 Apr 2004 to 19 Jul 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.