MUFG Securities EMEA plc

• Principal Place of Business

  Ropemaker Place

  25 Ropemaker Street

  London

  EC2Y 9AJ

  UNITED KINGDOM

  Phone

  +4402075771000

  Web

  https://www.mufgemea.com

• Complaints Contact

  Ropemaker Place

  25 Ropemaker Street

  London

  EC2Y 9AJ

  UNITED KINGDOM

  Phone

  +4402075774227

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Takashi Morimura

  IRN TXM01463

  • CF2 Non Executive Director (27 Jun 2007 to 28 Jun 2011)
• Takashi Morisaki

  IRN TXM01338

  • CF2 Non Executive Director (5 Jul 2004 to 28 Sep 2007)
• Takashi Takizawa

  IRN TXT01220

  • CF30 Customer (1 Nov 2007 to 20 Mar 2008)
  • CF22 Investment Adviser (Trainee) (6 Jul 2007 to 31 Oct 2007)
• Takashi Ueno

  IRN TXU01031

  • CF1 Director (16 Jul 2010 to 20 Jun 2012)
  • CF30 Customer (25 May 2010 to 20 Jun 2012)
• Takashi Yokota

  IRN TXY01061

  • CF30 Customer (1 Nov 2007 to 2 Jul 2010)
  • CF21 Investment Adviser (10 Jan 2007 to 31 Oct 2007)
• Takatsugu Motoki

  IRN TXM01212

  • CF21 Investment Adviser (1 Jul 2002 to 25 Mar 2003)
• Takehiko Hashiba

  IRN TXH01334

  • CF30 Customer (1 Nov 2007 to 26 Aug 2008)
  • CF21 Investment Adviser (8 Sep 2006 to 31 Oct 2007)
• Takehiro Fujishima

  IRN TXF01163

  • CF30 Customer (7 Nov 2008 to 4 Jan 2013)
• Takeru Kawabata

  IRN TXK00117

  • [FCA CF] Material risk taker (6 Jul 2021 to 5 May 2023)
  • [PRA CF] Significant risk taker or Material risk taker (6 Jul 2021 to 5 May 2023)
• Takeshi Sasaki

  IRN TXS01248

  • CF21 Investment Adviser (13 Sep 2005 to 28 Jul 2006)
  • CF26 Customer Trading (1 Dec 2002 to 13 Sep 2005)

No changes recorded yet.