Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • CF1 Director (5 Oct 2011 to 6 Mar 2016)
    • CF3 Chief Executive (28 Jun 2007 to 5 Oct 2011)
    • CF8 Apportionment and Oversight (28 Jun 2007 to 31 Mar 2009)
  • Mitsubishi UFJ Asset Management (UK) Ltd. (no longer approved here)

    FRN 121816

    • CF2 Non Executive Director (5 Jul 2007 to 1 Jul 2011)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF2 Non Executive Director (27 Jun 2007 to 28 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

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