MUFG Securities EMEA plc

Date authorised
1 April 2013
Companies House
01698498
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ropemaker Place
    25 Ropemaker Street
    London
    EC2Y 9AJ
    UNITED KINGDOM
    Phone
    +4402075771000
    Web
    https://www.mufgemea.com

  • Complaints Contact

    Ropemaker Place
    25 Ropemaker Street
    London
    EC2Y 9AJ
    UNITED KINGDOM
    Phone
    +4402075774227

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hiroko Yasuda Charles

    IRN HYC01001

    • CF30 Customer (3 Apr 2008 to 28 Nov 2008)
    • CF21 Investment Adviser (23 Apr 2004 to 28 Sep 2007)
  • Hiromi Mishiro

    IRN HXM01241

    • CF30 Customer (1 Nov 2007 to 15 Feb 2008)
    • CF21 Investment Adviser (24 Nov 2005 to 31 Oct 2007)
    • CF26 Customer Trading (12 Aug 2005 to 24 Nov 2005)
  • Hiroshi Izawa

    IRN HXI01012

    • CF29 Significant management (1 Nov 2007 to 30 Jan 2009)
    • CF30 Customer (1 Nov 2007 to 30 Jan 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (6 Jun 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
  • Hiroto Hiyama

    IRN HXH01337

    • [FCA CF] Client dealing (7 Mar 2016 to 6 Apr 2022)
    • CF30 Customer (28 Oct 2014 to 6 Mar 2016)
  • Hiroyuki Kinoshita

    IRN HXK01129

    • CF30 Customer (1 Nov 2007 to 20 Feb 2008)
    • CF21 Investment Adviser (19 Jul 2004 to 31 Oct 2007)
  • Hiroyuki Ogata

    IRN HXO01029

    • CF21 Investment Adviser (1 Dec 2001 to 25 Jul 2007)
  • Hiroyuki Seki

    IRN HXS01206

    • CF21 Investment Adviser (9 Aug 2002 to 18 Apr 2005)
    • CF26 Customer Trading (27 May 2002 to 9 Aug 2002)
  • Hitomi Yamamoto

    IRN HXY01039

    • CF30 Customer (1 Nov 2007 to 31 Mar 2015)
    • CF21 Investment Adviser (11 Mar 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Dec 2003 to 11 Mar 2004)
  • Hitoshi Suzuki

    IRN HXS01126

    • CF1 Director (1 Dec 2001 to 27 May 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 27 May 2002)
  • Hiu Tung Chan

    IRN HXC00388

    • [FCA CF] Client dealing (since 10 Feb 2026)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.