Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF29 Significant management (1 Nov 2007 to 30 Jan 2009)
    • CF30 Customer (1 Nov 2007 to 30 Jan 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (6 Jun 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 6 Oct 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 6 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.