MUFG Securities EMEA plc

Date authorised
1 April 2013
Companies House
01698498
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ropemaker Place
    25 Ropemaker Street
    London
    EC2Y 9AJ
    UNITED KINGDOM
    Phone
    +4402075771000
    Web
    https://www.mufgemea.com

  • Complaints Contact

    Ropemaker Place
    25 Ropemaker Street
    London
    EC2Y 9AJ
    UNITED KINGDOM
    Phone
    +4402075774227

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gwenael Jean Gabriel Chazal

    IRN GJC01138

    • CF30 Customer (20 Jul 2009 to 22 Oct 2010)
  • Gyeongtag Son

    IRN GXS01617

    • CF30 Customer (1 Nov 2007 to 2 Oct 2008)
    • CF21 Investment Adviser (1 Sep 2006 to 31 Oct 2007)
  • Haidje Rustau

    IRN HXR01043

    • CF30 Customer (8 Nov 2010 to 24 Nov 2014)
  • Haitham Ganouni

    IRN HXG01132

    • CF30 Customer (1 Nov 2007 to 30 Jan 2009)
    • CF21 Investment Adviser (5 Jul 2006 to 31 Oct 2007)
  • Hajime Hirayama

    IRN HXH01287

    • CF30 Customer (12 Apr 2013 to 7 Apr 2015)
  • Hajime Watanabe

    IRN HXW01051

    • CF16 Significant Mgt (Desgntd Investment Business) (6 Jun 2002 to 11 Jun 2003)
    • CF11 Money Laundering Reporting (19 Feb 2002 to 3 Jun 2002)
    • CF10 Compliance Oversight (19 Feb 2002 to 3 Jun 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 19 Jul 2003)
    • CF1 Director (1 Dec 2001 to 19 Jul 2003)
  • Hakan Hasim Kocayusufpasaoglu

    IRN HHK01004

    • CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2004)
  • Hana Watanabe

    IRN HXW00206

    • [FCA CF] Client dealing (4 Jan 2024 to 9 Jan 2026)
  • Hanaan Rehman Yousaf

    IRN HRY01002

    • CF30 Customer (27 Feb 2012 to 11 Sep 2015)
  • Harald Bernd Floeter

    IRN HBF01005

    • CF30 Customer (7 Nov 2011 to 6 Mar 2016)
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Recent activity

Updates to this firm's record on the FCA register.

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