Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF16 Significant Mgt (Desgntd Investment Business) (6 Jun 2002 to 11 Jun 2003)
- CF10 Compliance Oversight (19 Feb 2002 to 3 Jun 2002)
- CF11 Money Laundering Reporting (19 Feb 2002 to 3 Jun 2002)
- CF1 Director (1 Dec 2001 to 19 Jul 2003)
- CF21 Investment Adviser (1 Dec 2001 to 19 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.