MUFG Corporate Markets Trustees (UK) Limited

• Principal Place of Business

  Central Square

  29 Wellington Street

  Leeds

  West Yorkshire

  LS1 4DL

  UNITED KINGDOM

  Phone

  +443333001950

  Web

  https://www.mpms.mufg.com

• Complaints Contact

  Central Square

  29 Wellington Street

  Leeds

  West Yorkshire

  LS1 4DL

  UNITED KINGDOM

  Phone

  +443333001950

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to dealing-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to transaction-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Neil Boddy

  IRN NXB00201

  • [FCA CF] Manager of certification employee (28 Nov 2020 to 1 Feb 2022)
  • [FCA CF] Significant management (28 Nov 2020 to 1 Feb 2022)
• Nicholas Michael Sharrock

  IRN NMS01085

  • SMF9 Chair of the Governing Body (6 May 2020 to 1 Mar 2022)
  • SMF3 Executive Director (9 Dec 2019 to 1 Mar 2022)
  • CF1 Director (10 Apr 2014 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2010 to 8 Dec 2019)
• Nicola Crowther-Townsend

  IRN NXC00167

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 23 Jul 2021)
• Nicolas Norman Bedford

  IRN NNB01005

  • CF1 Director (22 Jul 2011 to 31 May 2012)
• Nicole Wilson

  IRN NXW00177

  • [FCA CF] Functions requiring qualifications (7 Sep 2021 to 5 Sep 2023)
• Nigel Timothy Fish

  IRN NTF01003

  • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2022)
  • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
  • CF1 Director (1 Mar 2010 to 8 Dec 2019)
  • CF28 Systems and controls (1 Mar 2010 to 8 Dec 2019)
• Pardeep Samra

  IRN PXS00409

  • [FCA CF] Functions requiring qualifications (9 Jun 2021 to 17 Nov 2021)
• Patrick Harty

  IRN PXH00236

  • [FCA CF] Functions requiring qualifications (30 Apr 2021 to 11 Jun 2021)
• Patrick Whooley

  IRN PXW00253

  • [FCA CF] Functions requiring qualifications (30 Aug 2020 to 31 Jan 2022)
• Paul Adamson

  IRN PAA01088

  • [FCA CF] Significant management (since 7 Mar 2024)
  • [FCA CF] Functions requiring qualifications (24 Jul 2020 to 4 Sep 2023)
  • [FCA CF] Manager of certification employee (24 Jul 2020 to 4 Sep 2023)

• Issues Direct Plc (no longer appointed)

  FRN 218880 · Appointed 17 Sep 2002 · Until 13 Apr 2006

No changes recorded yet.