MUFG BANK, LTD

Date authorised
15 December 1988
Companies House
FC004549
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ropemaker Place, 25 Ropemaker Street
    London
    EC2Y 9AN
    UNITED KINGDOM
    Phone
    +4402075771000
    Web
    https://www.mufgemea.com

  • Complaints Contact

    Ropemaker Place, 25 Ropemaker Street
    London
    EC2Y 9AN
    UNITED KINGDOM
    Phone
    +4402075771000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Yoshinori Kasuga

    IRN YXK01102

    • (1463)SMF22 Other Local Responsibility (28 Mar 2018 to 24 Apr 2020)
  • Yoshio Sano

    IRN YXS01060

    • (239)CF30 Customer (26 May 2015 to 6 Mar 2016)
    • (240)CF26 Customer Trading (1 Jan 2006 to 23 Feb 2007)
  • Yoshisaburo Mogi

    IRN YXM01036

    • (85)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 May 2002)
  • Yoshitaka Satani

    IRN YXS01109

    • (188)CF30 Customer (1 Nov 2007 to 3 Apr 2009)
    • (189)CF26 Customer Trading (29 May 2007 to 31 Oct 2007)
  • Yoshitake Manabe

    IRN YXM01206

    • (540)CF29 Significant management (17 Nov 2014 to 6 Mar 2016)
  • Yoshito Mori

    IRN YXM00098

    • (782)[FCA CF] Manager of certification employee (4 Apr 2025 to 31 Mar 2026)
    • (780)[PRA CF] Significant risk taker or Material risk taker (25 Oct 2024 to 31 Mar 2026)
    • (781)[FCA CF] Material risk taker (25 Oct 2024 to 31 Mar 2026)
  • Yoshito Ono

    IRN YXO01080

    • (26)CF30 Customer (20 Feb 2014 to 25 Apr 2015)
  • Yoshiyasu Inoue

    IRN YXI01040

    • (179)CF30 Customer (1 Nov 2007 to 15 Mar 2008)
    • (180)CF26 Customer Trading (7 Jul 2004 to 31 Oct 2007)
  • Yoshiyuki Horio

    IRN YXH00081

    • (217)[FCA CF] Material risk taker (since 8 Nov 2024)
    • (216)[PRA CF] Significant risk taker or Material risk taker (since 8 Nov 2024)
  • Yoshiyuki Tsuruoka

    IRN YXT01036

    • (98)CF21 Investment Adviser (1 Dec 2001 to 27 Jun 2003)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (699)[FCA CF] Client dealing

  2. controlled function added: (698)[PRA CF] Significant risk taker or Material risk taker

  3. controlled function added: (697)[FCA CF] Manager of certification employee

  4. controlled function added: (696)[FCA CF] Material risk taker

  5. controlled function added: (695)[FCA CF] Client dealing

  6. controlled function added: (694)[PRA CF] Significant risk taker or Material risk taker

  7. controlled function added: (693)[FCA CF] Manager of certification employee

  8. controlled function added: (692)[FCA CF] Material risk taker

  9. controlled function added: (691)[FCA CF] Client dealing

  10. controlled function added: (690)[PRA CF] Significant risk taker or Material risk taker

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