Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • SMF22 Other Local Responsibility (28 Mar 2018 to 24 Apr 2020)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF30 Customer (1 Nov 2007 to 3 May 2012)
    • CF21 Investment Adviser (22 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.