MUFG BANK, LTD

Date authorised
15 December 1988
Companies House
FC004549
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ropemaker Place, 25 Ropemaker Street
    London
    EC2Y 9AN
    UNITED KINGDOM
    Phone
    +4402075771000
    Web
    https://www.mufgemea.com

  • Complaints Contact

    Ropemaker Place, 25 Ropemaker Street
    London
    EC2Y 9AN
    UNITED KINGDOM
    Phone
    +4402075771000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Terence Cronin

    IRN TXC70659

    • (1413)[FCA CF] Client dealing (18 May 2016 to 3 May 2023)
  • Terence West

    IRN TXW01115

    • (586)CF21 Investment Adviser (1 Aug 2002 to 26 May 2004)
  • Tessa van Opbergen

    IRN TXV00099

    • (80)[FCA CF] Client dealing (since 2 Dec 2025)
  • Tetsuhiko Kasai

    IRN TXK01079

    • (50)CF23 Corporate Finance Adviser (1 Dec 2001 to 6 Dec 2002)
  • Tetsuji Hamanaka

    IRN TXH01473

    • (425)CF30 Customer (6 Sep 2010 to 18 Dec 2012)
  • Tetsuji Kano

    IRN TXK01057

    • (424)CF23 Corporate Finance Adviser (1 Dec 2001 to 16 Jan 2002)
  • Tetsuro Kono

    IRN TXK01235

    • (7)SMF22 Other Local Responsibility (7 Mar 2016 to 15 May 2018)
    • (8)CF29 Significant management (1 Mar 2016 to 6 Mar 2016)
  • Tetsuro Ogawa

    IRN TXO01118

    • (266)CF30 Customer (1 Nov 2007 to 21 Mar 2009)
    • (267)CF26 Customer Trading (7 Jul 2004 to 31 Oct 2007)
  • Tetsuya Aida

    IRN TXA01488

    • (549)CF30 Customer (13 May 2014 to 6 Mar 2016)
  • Tetsuya Tagami

    IRN TXT00202

    • (802)[FCA CF] Material risk taker (19 Jul 2023 to 29 Sep 2023)
    • (801)[PRA CF] Significant risk taker or Material risk taker (19 Jul 2023 to 29 Sep 2023)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (709)[FCA CF] Manager of certification employee

  2. controlled function added: (708)[FCA CF] Material risk taker

  3. controlled function added: (707)[FCA CF] Client dealing

  4. controlled function added: (706)[PRA CF] Significant risk taker or Material risk taker

  5. controlled function added: (705)[FCA CF] Manager of certification employee

  6. controlled function added: (704)[FCA CF] Material risk taker

  7. controlled function added: (703)[FCA CF] Client dealing

  8. controlled function added: (702)[PRA CF] Significant risk taker or Material risk taker

  9. controlled function added: (701)[FCA CF] Manager of certification employee

  10. controlled function added: (700)[FCA CF] Material risk taker

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