Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • SMF22 Other Local Responsibility (7 Mar 2016 to 15 May 2018)
    • CF29 Significant management (1 Mar 2016 to 6 Mar 2016)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF30 Customer (1 Nov 2007 to 6 Apr 2011)
    • CF21 Investment Adviser (18 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.