MUFG BANK, LTD

Date authorised
15 December 1988
Companies House
FC004549
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ropemaker Place, 25 Ropemaker Street
    London
    EC2Y 9AN
    UNITED KINGDOM
    Phone
    +4402075771000
    Web
    https://www.mufgemea.com

  • Complaints Contact

    Ropemaker Place, 25 Ropemaker Street
    London
    EC2Y 9AN
    UNITED KINGDOM
    Phone
    +4402075771000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Takashi Kano

    IRN TXK01097

    • (1206)[PRA CF] Significant risk taker or Material risk taker (21 Sep 2019 to 25 Jun 2021)
    • (1207)[FCA CF] Material risk taker (21 Sep 2019 to 25 Jun 2021)
    • (1205)CF23 Corporate Finance Adviser (1 Dec 2001 to 2 Mar 2007)
  • Takashi Kawakami

    IRN TXK01089

    • (241)CF21 Investment Adviser (1 Dec 2001 to 11 Apr 2003)
  • Takashi Kimori

    IRN TXK01120

    • (412)CF26 Customer Trading (1 Dec 2001 to 19 Feb 2003)
    • (413)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 19 Feb 2003)
  • Takashi Morimura

    IRN TXM01463

    • (343)CF1 Director (5 Oct 2011 to 6 Mar 2016)
    • (341)CF8 Apportionment and Oversight (28 Jun 2007 to 31 Mar 2009)
    • (342)CF3 Chief Executive (28 Jun 2007 to 5 Oct 2011)
  • Takashi Nakauchi

    IRN TXN01022

    • (411)CF21 Investment Adviser (1 Dec 2001 to 15 Jan 2004)
  • Takashi Okuda

    IRN TXO01196

    • (102)CF30 Customer (24 May 2010 to 17 Jun 2013)
  • Takashi Toyokawa

    IRN TXT00046

    • (940)[PRA CF] Significant risk taker or Material risk taker (2 Dec 2020 to 1 Apr 2023)
    • (942)[FCA CF] Material risk taker (2 Dec 2020 to 1 Apr 2023)
    • (941)[FCA CF] Client dealing (2 Dec 2020 to 1 Apr 2023)
  • Takayuki Endo

    IRN TXE01042

    • (506)CF26 Customer Trading (15 May 2002 to 27 Apr 2004)
  • Takayuki Nishinaka

    IRN TXN01048

    • (353)CF26 Customer Trading (1 Dec 2001 to 21 Aug 2002)
  • Takeharu Miki

    IRN TXM01254

    • (358)CF30 Customer (17 Nov 2011 to 10 May 2014)
    • (359)CF26 Customer Trading (27 Aug 2002 to 23 Mar 2007)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (709)[FCA CF] Manager of certification employee

  2. controlled function added: (708)[FCA CF] Material risk taker

  3. controlled function added: (707)[FCA CF] Client dealing

  4. controlled function added: (706)[PRA CF] Significant risk taker or Material risk taker

  5. controlled function added: (705)[FCA CF] Manager of certification employee

  6. controlled function added: (704)[FCA CF] Material risk taker

  7. controlled function added: (703)[FCA CF] Client dealing

  8. controlled function added: (702)[PRA CF] Significant risk taker or Material risk taker

  9. controlled function added: (701)[FCA CF] Manager of certification employee

  10. controlled function added: (700)[FCA CF] Material risk taker

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