MUFG BANK, LTD

Date authorised
15 December 1988
Companies House
FC004549
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ropemaker Place, 25 Ropemaker Street
    London
    EC2Y 9AN
    UNITED KINGDOM
    Phone
    +4402075771000
    Web
    https://www.mufgemea.com

  • Complaints Contact

    Ropemaker Place, 25 Ropemaker Street
    London
    EC2Y 9AN
    UNITED KINGDOM
    Phone
    +4402075771000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Vanessa Manning

    IRN VXM75624

    • (549)[FCA CF] Significant management (since 9 Jun 2022)
    • (546)[FCA CF] Client dealing (since 9 Jun 2022)
    • (548)[FCA CF] Manager of certification employee (since 9 Jun 2022)
    • (545)[PRA CF] Significant risk taker or Material risk taker (since 23 May 2022)
    • (547)[FCA CF] Material risk taker (since 23 May 2022)
  • Vassiliki Giotopoulou

    IRN VXG01034

    • (401)CF23 Corporate Finance Adviser (1 Dec 2001 to 5 Aug 2005)
  • Vicente Alava Pons

    IRN VXA43538

    • (653)[PRA CF] Significant risk taker or Material risk taker (18 Nov 2019 to 5 Aug 2022)
    • (654)[FCA CF] Client dealing (18 Nov 2019 to 5 Aug 2022)
    • (655)[FCA CF] Material risk taker (18 Nov 2019 to 5 Aug 2022)
  • Vijay Shah

    IRN VXS00094

    • (989)[FCA CF] Client dealing (7 Jul 2021 to 4 May 2023)
  • Vipul Patel

    IRN VXP87245

    • (1139)[FCA CF] Manager of certification employee (28 May 2023 to 30 Nov 2024)
    • (1138)[FCA CF] Material risk taker (7 Mar 2016 to 30 Nov 2024)
    • (1137)[PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 30 Nov 2024)
  • Virginia de Lama

    IRN VXD80916

    • (1285)[FCA CF] Client dealing (27 Apr 2020 to 21 Sep 2023)
  • Vitalina Marchenko

    IRN VXM00051

    • (916)[FCA CF] Client dealing (19 Feb 2021 to 4 Apr 2024)
  • Vladimir OLIVIER

    IRN VXO74236

    • (79)[FCA CF] Client dealing (since 2 Dec 2025)
  • Warren Withfield

    IRN WXW70672

    • (585)[FCA CF] Client dealing (3 Jul 2017 to 28 Sep 2022)
  • Wataru Mihara

    IRN WXM01403

    • (18)CF30 Customer (15 Jun 2015 to 6 Mar 2016)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (719)[FCA CF] Material risk taker

  2. controlled function added: (718)[PRA CF] Significant risk taker or Material risk taker

  3. controlled function added: (717)[FCA CF] Manager of certification employee

  4. controlled function added: (716)[FCA CF] Client dealing

  5. controlled function added: (715)[FCA CF] Client dealing

  6. controlled function added: (714)[FCA CF] Client dealing

  7. controlled function added: (713)[FCA CF] Client dealing

  8. controlled function added: (712)[FCA CF] Manager of certification employee

  9. controlled function added: (711)[FCA CF] Client dealing

  10. controlled function added: (710)[FCA CF] Client dealing

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