Warren Withfield

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Howden Capital Markets Limited
FRN 402258
- CF30 Customer (since 14 Nov 2023)
Howden M&A Limited
FRN 775106
- (9)Employed By (since 14 Nov 2023)
MUFG Securities EMEA plc (no longer approved here)
FRN 124512
- [FCA CF] Client dealing (3 Jul 2017 to 28 Sep 2022)
MUFG BANK, LTD (no longer approved here)
FRN 139189
- [FCA CF] Client dealing (3 Jul 2017 to 28 Sep 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.