MUFG BANK, LTD

FRN: 139189
Date authorised: 15 December 1988
Companies House: FC004549
Last scraped: 3 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Ropemaker Place, 25 Ropemaker Street

London

EC2Y 9AN

UNITED KINGDOM

Phone

+4402075771000

Web

https://www.mufgemea.com
Complaints Contact

Ropemaker Place, 25 Ropemaker Street

London

EC2Y 9AN

UNITED KINGDOM

Phone

+4402075771000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
P2P Lending Advice

For Retail (Investment), Professional, Eligible Counterparty
Investment Advice (no pensions)

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments), Unit
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- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments), Unit
Show 2 limitations Hide limitations
- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments), Unit
Show 2 limitations Hide limitations
- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Wayne Burdett
IRN WXB87203
- (1283)[PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 25 Mar 2021)
- (1284)[FCA CF] Material risk taker (7 Mar 2016 to 25 Mar 2021)
Wayne Leow
IRN WXL87971
- (997)[FCA CF] Material risk taker (7 Mar 2016 to 1 Apr 2022)
- (996)[PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 1 Apr 2022)
Wilhelm Mjaaland
IRN WXM00109
- (1305)[FCA CF] Client dealing (9 Sep 2021 to 23 Nov 2024)
William Dunn
IRN WXD00073
- (305)[FCA CF] Client dealing (since 7 Aug 2023)
William Higbee
IRN WNH01009
- (100)[FCA CF] Manager of certification employee (since 7 Oct 2025)
- (99)[FCA CF] Material risk taker (since 7 Oct 2025)
- (98)[FCA CF] Client dealing (since 7 Oct 2025)
- (97)[PRA CF] Significant risk taker or Material risk taker (since 7 Oct 2025)
William Perera
IRN WMP01019
- (170)[FCA CF] Client dealing (since 29 Jan 2026)
- (1403)[FCA CF] Client dealing (18 Nov 2019 to 31 Aug 2021)
William Preston
IRN WXP00039
- (15)[FCA CF] Client dealing (since 11 Jun 2021)
William Qi
IRN WXQ55916
- (211)[FCA CF] Client dealing (since 28 Nov 2024)
Xinyi Wu
IRN XXW78296
- (614)[FCA CF] Client dealing (since 1 May 2020)
Yasufumi Imaki
IRN YXI01020
- (305)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 May 2002)
- (304)CF23 Corporate Finance Adviser (1 Dec 2001 to 31 May 2002)

Recent activity

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (499)[FCA CF] Client dealing
3 days ago
controlled function added: (498)[FCA CF] Algorithmic trading
3 days ago
controlled function added: (497)[PRA CF] Significant risk taker or Material risk taker
3 days ago
controlled function added: (496)[FCA CF] Manager of certification employee
3 days ago
controlled function added: (495)[FCA CF] Material risk taker
3 days ago
controlled function added: (494)[FCA CF] Client dealing
3 days ago
controlled function added: (493)[PRA CF] Significant risk taker or Material risk taker
3 days ago
controlled function added: (492)[FCA CF] Manager of certification employee
3 days ago
controlled function added: (491)[FCA CF] Client dealing
3 days ago
controlled function added: (490)[FCA CF] Manager of certification employee

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.