MUFG BANK, LTD

Date authorised
15 December 1988
Companies House
FC004549
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ropemaker Place, 25 Ropemaker Street
    London
    EC2Y 9AN
    UNITED KINGDOM
    Phone
    +4402075771000
    Web
    https://www.mufgemea.com

  • Complaints Contact

    Ropemaker Place, 25 Ropemaker Street
    London
    EC2Y 9AN
    UNITED KINGDOM
    Phone
    +4402075771000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Yuta Uchiyama

    IRN YXU01019

    • (21)CF29 Significant management (4 Jun 2014 to 6 Mar 2016)
  • Yutaka Fujishiro

    IRN YXF01018

    • (362)CF21 Investment Adviser (23 Jun 2004 to 30 Sep 2006)
  • Yutaka Saito

    IRN YXS01134

    • (52)CF30 Customer (28 Jan 2009 to 5 May 2011)
  • Yutaro Hayashi

    IRN YXH00078

    • (240)[FCA CF] Client dealing (since 1 Oct 2024)
  • Yuwaporn Caldbeck

    IRN YXC00011

    • (249)[FCA CF] Client dealing (since 13 Jun 2024)
  • Yuya Sugihara

    IRN YXS70635

    • (708)[FCA CF] Client dealing (7 Mar 2016 to 31 Mar 2021)
  • Zahra Rahman

    IRN ZXR00052

    • (69)[FCA CF] Client dealing (since 15 Jan 2026)
  • Zahra Sadry

    IRN ZOS01000

    • (1123)[PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 8 Oct 2021)
    • (1125)[FCA CF] Material risk taker (7 Mar 2016 to 8 Oct 2021)
    • (1124)[FCA CF] Client dealing (7 Mar 2016 to 8 Oct 2021)
  • Zhangbo Shi

    IRN ZXS01090

    • (457)[FCA CF] Manager of certification employee (since 28 May 2023)
    • (456)[FCA CF] Client dealing (since 7 Mar 2016)
    • (1121)[PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 1 Apr 2022)
    • (1122)[FCA CF] Material risk taker (7 Mar 2016 to 1 Apr 2022)
  • Zhiman Li

    IRN ZXL01046

    • (776)CF30 Customer (18 Sep 2015 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (729)SMF22 Other Local Responsibility

  2. controlled function added: (728)SMF17 Money Laundering Reporting Officer (MLRO)

  3. controlled function added: (727)SMF24 Chief Operations

  4. controlled function added: (726)SMF19 Head of Overseas Branch/Head of Overseas

  5. controlled function added: (725)SMF2 Chief Finance

  6. controlled function added: (724)[FCA CF] Manager of certification employee

  7. controlled function added: (723)[FCA CF] Material risk taker

  8. controlled function added: (722)[FCA CF] Client dealing

  9. controlled function added: (721)[PRA CF] Significant risk taker or Material risk taker

  10. controlled function added: (720)[FCA CF] Manager of certification employee

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