Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (11 Dec 2021 to 4 Oct 2024)
- [PRA CF] Significant risk taker or Material risk taker (11 Dec 2021 to 4 Oct 2024)
- [FCA CF] Client dealing (11 Dec 2021 to 4 Oct 2024)
- [FCA CF] Manager of certification employee (11 Dec 2021 to 2 Oct 2024)
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- [FCA CF] Material risk taker (11 Dec 2021 to 4 Oct 2024)
- [FCA CF] Manager of certification employee (11 Dec 2021 to 2 Oct 2024)
- [FCA CF] Client dealing (11 Dec 2021 to 4 Oct 2024)
- [PRA CF] Significant risk taker or Material risk taker (11 Dec 2021 to 4 Oct 2024)
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- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 8 Oct 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 8 Oct 2021)
- [FCA CF] Material risk taker (7 Mar 2016 to 8 Oct 2021)
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- CF30 Customer (24 Sep 2010 to 2 Oct 2015)
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- CF30 Customer (1 Nov 2007 to 16 Aug 2010)
- CF22 Investment Adviser (Trainee) (3 Jul 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.