Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Material risk taker (11 Dec 2021 to 4 Oct 2024)
    • [PRA CF] Significant risk taker or Material risk taker (11 Dec 2021 to 4 Oct 2024)
    • [FCA CF] Client dealing (11 Dec 2021 to 4 Oct 2024)
    • [FCA CF] Manager of certification employee (11 Dec 2021 to 2 Oct 2024)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Material risk taker (11 Dec 2021 to 4 Oct 2024)
    • [FCA CF] Manager of certification employee (11 Dec 2021 to 2 Oct 2024)
    • [FCA CF] Client dealing (11 Dec 2021 to 4 Oct 2024)
    • [PRA CF] Significant risk taker or Material risk taker (11 Dec 2021 to 4 Oct 2024)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 8 Oct 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 8 Oct 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 8 Oct 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (24 Sep 2010 to 2 Oct 2015)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 16 Aug 2010)
    • CF22 Investment Adviser (Trainee) (3 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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