MUFG BANK, LTD

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FRN: 139189
Date authorised: 15 December 1988
Companies House: FC004549
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Ropemaker Place, 25 Ropemaker Street

London

EC2Y 9AN

UNITED KINGDOM

Phone

+4402075771000

Web

https://www.mufgemea.com
Complaints Contact

Ropemaker Place, 25 Ropemaker Street

London

EC2Y 9AN

UNITED KINGDOM

Phone

+4402075771000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
P2P Lending Advice

For Eligible Counterparty, Professional, Retail (Investment)
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 2 limitations Hide limitations
- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 2 limitations Hide limitations
- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Tsutomu Hattori
IRN TXH01290
- (154)CF26 Customer Trading (17 Jan 2007 to 13 Jul 2007)
- (155)CF17 Significant Mgt (Other Business Operations) (4 Feb 2005 to 31 Dec 2006)
Tsutomu Tatsuhana
IRN TXT01198
- (455)CF30 Customer (1 Nov 2007 to 10 Dec 2009)
- (456)CF21 Investment Adviser (12 May 2006 to 31 Oct 2007)
Tsuyoshi Achiha
IRN TXA00288
- (221)[FCA CF] Manager of certification employee (since 4 Apr 2025)
- (219)[PRA CF] Significant risk taker or Material risk taker (since 25 Oct 2024)
- (220)[FCA CF] Material risk taker (since 25 Oct 2024)
Tsuyoshi Uchimura
IRN TXU70643
- (578)[FCA CF] Client dealing (15 Oct 2016 to 14 Nov 2020)
Tsuyoshi Yumoto
IRN TXY01092
- (124)CF30 Customer (12 Apr 2012 to 6 Jun 2015)
Tye Holmes
IRN TXH01248
- (496)[FCA CF] Manager of certification employee (since 28 May 2023)
- (494)[FCA CF] Client dealing (since 7 Mar 2016)
- (495)[FCA CF] Material risk taker (since 7 Mar 2016)
- (493)[PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
- (746)CF30 Customer (16 Sep 2014 to 6 Mar 2016)
Valerio Capizzi
IRN VXC01054
- (339)CF30 Customer (1 Nov 2007 to 2 Jan 2009)
- (340)CF21 Investment Adviser (15 Feb 2002 to 31 Oct 2007)
Vanessa Chen
IRN VXC00113
- (332)[FCA CF] Client dealing (since 20 Dec 2022)
Vanessa Finelli
IRN VXF00028
- (1309)[FCA CF] Client dealing (8 Sep 2021 to 31 Oct 2025)
Vanessa Gatt
IRN VXG00134
- (44)[FCA CF] Client dealing (since 13 Mar 2026)

Recent activity

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (729)SMF22 Other Local Responsibility
11 hours ago
controlled function added: (728)SMF17 Money Laundering Reporting Officer (MLRO)
11 hours ago
controlled function added: (727)SMF24 Chief Operations
11 hours ago
controlled function added: (726)SMF19 Head of Overseas Branch/Head of Overseas
11 hours ago
controlled function added: (725)SMF2 Chief Finance
11 hours ago
controlled function added: (724)[FCA CF] Manager of certification employee
11 hours ago
controlled function added: (723)[FCA CF] Material risk taker
11 hours ago
controlled function added: (722)[FCA CF] Client dealing
11 hours ago
controlled function added: (721)[PRA CF] Significant risk taker or Material risk taker
11 hours ago
controlled function added: (720)[FCA CF] Manager of certification employee

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.