Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG BANK, LTD

    FRN 139189

    • [FCA CF] Manager of certification employee (since 28 May 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • CF30 Customer (16 Sep 2014 to 6 Mar 2016)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF30 Customer (24 Jun 2009 to 29 Apr 2014)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 30 Jan 2008)
    • CF21 Investment Adviser (4 Nov 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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