MTS Prime Solutions Limited

Date authorised
30 May 2019
Companies House
10959847
Last scraped
1 day ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2-8 Scrutton Street
    London
    EC2A 4RT
    UNITED KINGDOM
    Phone
    +442032879989
    Web
    https://www.mtsprime.co.uk

  • Complaints Contact

    2-8 Scrutton Street
    London
    Hackney
    EC2A 4RT
    UNITED KINGDOM
    Phone
    +442032879989

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Binary Bet, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Commodity Future, Commodity option and option on commodity future, Binary Bet, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Commodity Future, Binary Bet, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

  • Investment Setup

    For Professional, Eligible Counterparty, Binary Bet, Commodity Future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Commodity option and option on commodity future

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Michael Fletcher

    IRN AMF01139

    • (3)SMF3 Executive Director (since 9 Dec 2019)
    • (4)SMF1 Chief Executive (since 9 Dec 2019)
    • (11)CF1 Director (30 May 2019 to 8 Dec 2019)
    • (9)CF30 Customer (30 May 2019 to 8 Dec 2019)
    • (10)CF3 Chief Executive (30 May 2019 to 8 Dec 2019)
  • Hirunyasiri Nuttapong

    IRN HXN08586

    • (1)SMF3 Executive Director (since 9 Dec 2019)
    • (6)CF1 Director (30 May 2019 to 8 Dec 2019)
  • Kite Bond Yik

    IRN KBY01000

    • (2)SMF3 Executive Director (since 9 Dec 2019)
    • (7)CF30 Customer (30 May 2019 to 8 Dec 2019)
    • (8)CF1 Director (30 May 2019 to 8 Dec 2019)
  • Nicholas James Dunn

    IRN NJD01152

    • (5)[FCA CF] CASS oversight function (23 Jun 2020 to 12 Mar 2025)
    • (2)SMF16 Compliance Oversight (9 Dec 2019 to 12 Mar 2025)
    • (1)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Mar 2025)
    • (3)CF11 Money Laundering Reporting (30 May 2019 to 8 Dec 2019)
    • (4)CF10 Compliance Oversight (30 May 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (5)[FCA CF] CASS oversight function

  2. controlled function added: (4)CF10 Compliance Oversight

  3. controlled function added: (3)CF11 Money Laundering Reporting

  4. controlled function added: (2)SMF16 Compliance Oversight

  5. controlled function added: (1)SMF17 Money Laundering Reporting Officer (MLRO)

  6. controlled function removed: SMF1 Chief Executive

  7. controlled function removed: SMF3 Executive Director

  8. controlled function removed: SMF3 Executive Director

  9. controlled function removed: SMF3 Executive Director