Date authorised
1 May 1989
Companies House
02323018
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AG
    UNITED KINGDOM
    Phone
    +442077461000
  • Complaints Contact

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AG
    UNITED KINGDOM
    Phone
    +442077461000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

    Show 1 limitation
    • · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums
  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Alexander Worth

    IRN JAW01186

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 9 May 2019)
    • SIMF7 Group Entity Senior Insurance Manager Function (17 May 2018 to 9 Dec 2018)
  • John Crompton

    IRN JXC84097

    • [FCA CF] Significant management (10 Dec 2018 to 11 Dec 2020)
  • John Giles Holland

    IRN JGH01158

    • SMF4 Chief Risk (10 Dec 2018 to 31 May 2021)
    • SIMF4 Chief Risk Function (9 Oct 2018 to 9 Dec 2018)
  • John Iles

    IRN JXI08958

    • SMF16 Compliance Oversight (26 Feb 2019 to 5 Jul 2023)
  • John Roberts-West

    IRN JXR84112

    • [FCA CF] Material risk taker (10 Dec 2018 to 31 Jan 2022)
    • [FCA CF] Significant management (10 Dec 2018 to 31 Jan 2022)
  • Jonathan Jarrard

    IRN JXJ84104

    • [FCA CF] Significant management (10 Dec 2018 to 13 Jan 2023)
  • Joseph Fisher

    IRN JXF84098

    • [FCA CF] Significant management (1 Nov 2019 to 31 Mar 2021)
  • Julia Christina Dorothee Benedetti-Sund

    IRN JXB04091

    • [FCA CF] Significant management (since 21 Jul 2025)
  • Julian Samuel

    IRN JXS84116

    • [FCA CF] Significant management (1 Apr 2020 to 21 Jul 2025)
    • [FCA CF] Material risk taker (1 Apr 2020 to 21 Jul 2025)
  • Julie Chakraverty

    IRN JXC01414

    • SIMF12 Chair of the Remuneration Committee (29 Jun 2016 to 24 Aug 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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