Date authorised
1 May 1989
Companies House
02323018
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AG
    UNITED KINGDOM
    Phone
    +442077461000
  • Complaints Contact

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AG
    UNITED KINGDOM
    Phone
    +442077461000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

    Show 1 limitation
    • · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums
  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julie Hopes

    IRN JXH02059

    • SMF10 Chair of the Risk Committee (3 Mar 2022 to 31 Oct 2024)
  • Kate Bandhu

    IRN KXB00688

    • [FCA CF] Significant management (since 28 Jul 2025)
  • Keisuke Ema

    IRN KXE00140

    • SMF7 Group Entity Senior Manager (since 27 Jun 2025)
  • Kevin Allchorne

    IRN KXA01303

    • CF1 Director (1 Oct 2012 to 31 Dec 2014)
    • CF29 Significant management (7 May 2008 to 1 Oct 2012)
  • Kevin Ball

    IRN KXB10622

    • SMF16 Compliance Oversight (5 Oct 2023 to 18 Sep 2024)
  • Kieran Haines

    IRN KXH00304

    • [FCA CF] Significant management (1 Sep 2021 to 1 Jun 2025)
  • Kim Hvirgel

    IRN KXH01654

    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 2 Dec 2016)
    • Responsible for Insurance Mediation (7 Jan 2016 to 7 Jan 2016)
    • CF1 Director (12 Jan 2015 to 6 Mar 2016)
  • Kiyotaka Shuto

    IRN KXS02431

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 15 Jan 2020)
    • SIMF7 Group Entity Senior Insurance Manager Function (2 Jun 2016 to 9 Dec 2018)
  • Laurence Humberstone

    IRN LXH00353

    • [FCA CF] Significant management (2 Dec 2019 to 31 Dec 2023)
  • Lisa Gibbard

    IRN LXG84100

    • [FCA CF] Material risk taker (1 Nov 2019 to 11 Dec 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.