Date authorised
1 May 1989
Companies House
02323018
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AG
    UNITED KINGDOM
    Phone
    +442077461000
  • Complaints Contact

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AG
    UNITED KINGDOM
    Phone
    +442077461000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

    Show 1 limitation
    • · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums
  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Le Tall Illingworth

    IRN JLI01001

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 1 Jan 2020)
    • SIMF7 Group Entity Senior Insurance Manager Function (26 May 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (1 Oct 2012 to 31 Dec 2014)
    • CF1 Director (1 Dec 2001 to 1 Oct 2012)
  • James Lewis

    IRN JAL01230

    • [FCA CF] Material risk taker (10 Dec 2018 to 31 May 2022)
    • CF1 Director (AR) (6 Sep 2018 to 31 May 2022)
  • James Richard Few

    IRN JRF01118

    • SMF7 Group Entity Senior Manager (18 Apr 2019 to 1 Oct 2019)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 25 Jan 2017)
    • CF1 Director (3 Aug 2015 to 6 Mar 2016)
  • Jason Herriot

    IRN JXH84115

    • [FCA CF] Material risk taker (1 Apr 2020 to 8 Mar 2022)
    • [FCA CF] Significant management (1 Apr 2020 to 8 Mar 2022)
  • Jason Lincoln

    IRN JXL84105

    • [FCA CF] Material risk taker (10 Dec 2018 to 1 Apr 2021)
    • [FCA CF] Significant management (10 Dec 2018 to 1 Apr 2021)
  • Jayne Elizabeth Styles

    IRN JET01091

    • CF29 Significant management (1 Nov 2007 to 11 Dec 2015)
    • CF19 Significant Mgt (Financial Resources) (5 Jul 2005 to 31 Oct 2007)
  • Jessie Josephine Burrows

    IRN JJB01181

    • SMF2 Chief Finance (since 1 Apr 2024)
  • Joanne Hine

    IRN JXH02216

    • SMF10 Chair of the Risk Committee (since 15 Jan 2025)
  • Joanne, Elizabeth, Louise Musgrove

    IRN JEM01297

    • [FCA CF] Significant management (1 Apr 2020 to 30 Jul 2023)
  • Johan Garth Slabbert

    IRN JGS01126

    • Responsible for Insurance Distribution (22 Jan 2021 to 1 Jan 2023)
    • SMF1 Chief Executive (22 Jan 2021 to 1 Jan 2023)
    • SMF9 Chair of the Governing Body (1 Apr 2020 to 1 Nov 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.