Date authorised
1 May 1989
Companies House
02323018
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AG
    UNITED KINGDOM
    Phone
    +442077461000
  • Complaints Contact

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AG
    UNITED KINGDOM
    Phone
    +442077461000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

    Show 1 limitation
    • · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums
  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Nolan Johnston

    IRN DXJ08959

    • SMF7 Group Entity Senior Manager (14 Feb 2019 to 24 May 2019)
  • David Overall

    IRN DXO84067

    • [FCA CF] Significant management (10 Dec 2018 to 30 Jun 2021)
  • David Singh

    IRN DXS84114

    • [FCA CF] Significant management (10 Dec 2018 to 1 Apr 2021)
  • David Victor Dunning

    IRN DVD01007

    • CF1 Director (15 Nov 2011 to 31 Jul 2012)
  • Debrah Ann Lotz

    IRN DAL01217

    • [FCA CF] Significant management (since 13 Jun 2025)
  • Derek Thornton

    IRN DXT01181

    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 6 May 2020)
    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 6 May 2020)
    • CF2 Non Executive Director (17 Dec 2013 to 6 Mar 2016)
  • Dominic George Peters

    IRN DGP01102

    • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 18 Jun 2018)
    • CF1 Director (9 Dec 2014 to 6 Mar 2016)
  • Douglas Stuart Laird

    IRN DSL01030

    • CF29 Significant management (1 Nov 2007 to 31 May 2012)
    • CF1 Director (AR) (14 Jan 2005 to 31 May 2012)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
  • Duncan Henderson Dale

    IRN DHD01028

    • CF29 Significant management (7 May 2008 to 3 Sep 2012)
  • Elena Martin Barquero

    IRN EXM00204

    • [FCA CF] Significant management (1 Sep 2021 to 1 Jun 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.