Date authorised
1 May 1989
Companies House
02323018
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AG
    UNITED KINGDOM
    Phone
    +442077461000
  • Complaints Contact

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AG
    UNITED KINGDOM
    Phone
    +442077461000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

    Show 1 limitation
    • · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums
  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Elizabeth Carroll Graham

    IRN ECG01024

    • CF1 Director (AR) (4 Jan 2017 to 31 Jul 2019)
    • CF1 Director (27 Nov 2013 to 22 Mar 2017)
  • Emile Mandelstam

    IRN EXM01791

    • SMF5 Head of Internal Audit (since 23 Apr 2021)
  • Emily Beeton

    IRN EXB00439

    • [FCA CF] Significant management (6 Aug 2024 to 2 Jul 2025)
  • Emma Elizabeth Snowdon

    IRN EXS00393

    • SMF18 Other Overall Responsibility (since 17 Oct 2024)
  • Erman Hassan

    IRN EXH00399

    • [FCA CF] Significant management (since 22 Jul 2025)
  • Fraser Ian Duncan White

    IRN FIW01008

    • CF28 Systems and controls (1 Nov 2007 to 1 Sep 2014)
    • CF15 Internal Audit (23 Feb 2007 to 31 Oct 2007)
  • Frederick Foreman

    IRN FXF84099

    • [FCA CF] Material risk taker (since 1 Feb 2019)
  • Gary Callan

    IRN GXC84118

    • [FCA CF] Significant management (1 Apr 2020 to 1 Jun 2025)
  • Gemma Josephine Lines

    IRN GXL00357

    • [FCA CF] Significant management (since 11 Aug 2025)
  • Gilles Alex Maxime Bonvarlet

    IRN GAB01058

    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 30 Nov 2021)
    • SMF9 Chair of the Governing Body (10 Dec 2018 to 1 Aug 2020)
    • SIMF12 Chair of the Remuneration Committee (11 Jul 2016 to 1 Jul 2017)
    • SIMF9 Chairman (11 Jul 2016 to 9 Dec 2018)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (10 Jan 2013 to 6 Mar 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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