Date authorised
1 May 1989
Companies House
02323018
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AG
    UNITED KINGDOM
    Phone
    +442077461000
  • Complaints Contact

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AG
    UNITED KINGDOM
    Phone
    +442077461000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

    Show 1 limitation
    • · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums
  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher David Forbes

    IRN CDF01013

    • SIMF10 Chair of the Risk Committee (7 Nov 2016 to 31 Jan 2017)
  • Christopher John Ventiroso

    IRN CJV01016

    • CF1 Director (AR) (14 Jan 2005 to 27 Apr 2007)
  • Christopher Patrick James O'Brien

    IRN CPO01012

    • CF1 Director (AR) (14 Nov 2005 to 30 Sep 2006)
  • Clare Constable

    IRN CXC00125

    • SMF18 Other Overall Responsibility (since 4 Mar 2024)
  • Colin Hewett

    IRN CAH01218

    • [FCA CF] Material risk taker (15 Apr 2020 to 31 Jan 2021)
    • CF29 Significant management (1 Jun 2012 to 11 Dec 2015)
  • Damien John Dawson

    IRN DXD01204

    • CF1 Director (AR) (14 Jan 2005 to 30 Jun 2007)
  • David Collingwood-Turner

    IRN DXC00404

    • [FCA CF] Significant management (1 Jul 2021 to 31 Mar 2024)
  • David Frederick Overall

    IRN DFO01010

    • CF3 Chief Executive (AR) (25 Feb 2014 to 16 Apr 2015)
    • CF1 Director (1 Oct 2012 to 18 Feb 2015)
    • CF1 Director (AR) (3 Feb 2010 to 16 Apr 2015)
  • David Glenn Turner

    IRN DGT01041

    • CF1 Director (21 Nov 2013 to 7 Mar 2017)
    • CF29 Significant management (1 Nov 2007 to 22 Nov 2013)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
  • David Jonathan Harris

    IRN DJH01181

    • CF3 Chief Executive (25 Nov 2008 to 31 Dec 2011)
    • CF8 Apportionment and Oversight (25 Nov 2008 to 31 Dec 2011)
    • Responsible for Insurance Mediation (25 Nov 2008 to 31 Dec 2011)
    • CF29 Significant management (1 Nov 2007 to 31 Dec 2011)
    • CF1 Director (15 Feb 2005 to 31 Dec 2011)
    • CF1 Director (AR) (14 Jan 2005 to 30 Jun 2007)
    • CF17 Significant Mgt (Other Business Operations) (6 Feb 2003 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.