Date authorised
1 May 1989
Companies House
02323018
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AG
    UNITED KINGDOM
    Phone
    +442077461000
  • Complaints Contact

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AG
    UNITED KINGDOM
    Phone
    +442077461000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

    Show 1 limitation
    • · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums
  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Angela Dees

    IRN AXD01100

    • [FCA CF] Significant management (since 23 Jul 2025)
  • Angie Michael Davies

    IRN AMD01049

    • CF2 Non Executive Director (1 Dec 2001 to 31 Mar 2006)
  • Anthony Nathan Clapton

    IRN AXC03513

    • SMF16 Compliance Oversight (3 Sep 2025 to 26 Mar 2026)
  • Anthony Wareham Holt

    IRN AWH01030

    • CF2 Non Executive Director (7 Jan 2009 to 10 May 2011)
    • CF1 Director (AR) (14 Jan 2005 to 30 Jun 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Dec 2008)
    • CF1 Director (1 Dec 2001 to 31 Dec 2008)
  • Bernadine Ann Burnell

    IRN BAB01089

    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 30 Sep 2016)
    • CF28 Systems and controls (13 Jun 2014 to 6 Mar 2016)
  • Brian Douglas Carpenter

    IRN BDC01020

    • CF1 Director (AR) (14 Jan 2005 to 31 Jan 2014)
    • CF1 Director (1 Dec 2001 to 31 Jan 2014)
  • Calum Gordon

    IRN CXG00126

    • [FCA CF] Significant management (11 Jan 2021 to 7 Aug 2025)
  • Catherine Anne Scullion

    IRN CXS43623

    • SMF20 Chief Actuary (17 Jun 2021 to 1 Nov 2024)
  • Charles Edward Laurence Philipps

    IRN CEP01017

    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 31 Mar 2018)
    • CF2 Non Executive Director (25 Nov 2008 to 1 Oct 2012)
    • CF1 Director (1 Dec 2001 to 26 Nov 2008)
    • CF3 Chief Executive (1 Dec 2001 to 26 Nov 2008)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 26 Nov 2008)
  • Christiern Robert James Dart

    IRN CRD01085

    • SMF1 Chief Executive (since 1 Jan 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.