Date authorised
1 May 1989
Companies House
02323018
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AG
    UNITED KINGDOM
    Phone
    +442077461000
  • Complaints Contact

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AG
    UNITED KINGDOM
    Phone
    +442077461000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

    Show 1 limitation
    • · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums
  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rosemary Cowie

    IRN RXC00391

    • [FCA CF] Significant management (1 Jul 2021 to 1 Jun 2025)
  • Sam Geddes

    IRN SXG00493

    • SMF18 Other Overall Responsibility (2 Aug 2024 to 9 Oct 2025)
    • [FCA CF] Significant management (2 Aug 2021 to 1 Jun 2025)
  • Samuel Ratcliffe

    IRN SXR00898

    • SMF16 Compliance Oversight (9 Dec 2024 to 3 Sep 2025)
  • Satoshi Watabe

    IRN SXW00631

    • SMF7 Group Entity Senior Manager (4 Nov 2022 to 20 Jul 2023)
  • Shinichi Imayoshi

    IRN SXI01201

    • SMF7 Group Entity Senior Manager (15 Jul 2020 to 31 Mar 2022)
  • Shintaro Shimada

    IRN SXS05478

    • SMF7 Group Entity Senior Manager (since 29 May 2025)
  • Shonaid Christina Ross Jemmett-Page

    IRN SCJ01048

    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 1 Jan 2020)
    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 1 Jan 2020)
    • SIMF12 Chair of the Remuneration Committee (19 Dec 2016 to 9 Dec 2018)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Jun 2016 to 9 Dec 2018)
  • Simon Charles David Morgan

    IRN SXM66827

    • [FCA CF] Significant management (since 7 Aug 2025)
  • Simon Charles Waldegrave Beale

    IRN SCB01050

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 1 Jan 2020)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (1 Oct 2012 to 6 Mar 2016)
    • CF1 Director (1 Dec 2001 to 1 Oct 2012)
  • Simon John Lewis Jeffreys

    IRN SJJ01098

    • SMF9 Chair of the Governing Body (since 3 Jan 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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