Date authorised
1 May 1989
Companies House
02323018
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AG
    UNITED KINGDOM
    Phone
    +442077461000
  • Complaints Contact

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AG
    UNITED KINGDOM
    Phone
    +442077461000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

    Show 1 limitation
    • · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums
  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Smith

    IRN SXS04830

    • SMF7 Group Entity Senior Manager (13 Mar 2019 to 22 May 2019)
  • Stephen Evenden

    IRN SXE01360

    • SMF5 Head of Internal Audit (10 Dec 2018 to 25 Oct 2019)
    • SIMF5 Head of Internal Audit Function (3 Jan 2017 to 9 Dec 2018)
  • Stephen Harlow

    IRN SXH00572

    • [FCA CF] Significant management (since 1 Jul 2021)
  • Stephen Price

    IRN SXP84110

    • [FCA CF] Significant management (since 10 Dec 2018)
  • Steven Pettit

    IRN SXP84109

    • [FCA CF] Significant management (10 Dec 2018 to 1 Apr 2021)
  • Steven Roy McMurray

    IRN SRM01163

    • CF2 Non Executive Director (1 Oct 2012 to 31 Dec 2014)
    • CF1 Director (25 Nov 2008 to 1 Oct 2012)
  • Stuart Malcolm Forsyth

    IRN SMF01029

    • [FCA CF] Significant management (since 28 Jul 2025)
  • Stuart Wood

    IRN SXW84117

    • [FCA CF] Material risk taker (since 1 Apr 2020)
    • [FCA CF] Significant management (since 1 Apr 2020)
  • Tadashi Yamada

    IRN TXY01073

    • SMF7 Group Entity Senior Manager (3 Sep 2020 to 31 Mar 2022)
  • Thomas Cowley Clementi

    IRN TCC01047

    • SMF1 Chief Executive (10 Dec 2018 to 1 Nov 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Nov 2020)
    • SIMF1 Chief Executive Function (17 Mar 2017 to 9 Dec 2018)
    • Responsible for Insurance Mediation (17 Mar 2017 to 30 Sep 2018)
    • CF1 Director (AR) (20 Dec 2016 to 1 Nov 2020)
    • CF1 Director (22 Jun 2016 to 17 Mar 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.