Date authorised
1 May 1989
Companies House
02323018
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AG
    UNITED KINGDOM
    Phone
    +442077461000
  • Complaints Contact

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AG
    UNITED KINGDOM
    Phone
    +442077461000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

    Show 1 limitation
    • · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums
  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Harding Davey

    IRN RHD01032

    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 1 Apr 2017)
    • CF2 Non Executive Director (17 May 2012 to 6 Mar 2016)
  • Richard John Lewy

    IRN RJL01075

    • CF2 Non Executive Director (1 Dec 2001 to 14 Jul 2004)
  • Robert Gowan Starmer Lawther

    IRN RGL01065

    • CF29 Significant management (1 Sep 2013 to 23 Feb 2015)
  • Robert Ian Houghton

    IRN RIH01046

    • SMF7 Group Entity Senior Manager (14 Jan 2020 to 15 Jan 2020)
    • [FCA CF] Material risk taker (1 Jan 2020 to 11 Dec 2020)
  • Robert Mellor

    IRN RXM84107

    • [FCA CF] Significant management (10 Dec 2018 to 1 Nov 2020)
  • Robert Willars

    IRN RXW00375

    • [FCA CF] Significant management (since 2 Dec 2019)
  • Rodney Guy Dampier

    IRN RGD01033

    • CF1 Director (1 Dec 2001 to 31 Mar 2011)
  • Roger John Taylor

    IRN RJT01066

    • CF2 Non Executive Director (1 Apr 2006 to 17 May 2012)
  • Roger Scott Joslin

    IRN RSJ01028

    • CF2 Non Executive Director (15 Jun 2006 to 24 Apr 2008)
  • Ronjit Bose

    IRN RXB00264

    • [FCA CF] Significant management (since 28 Jan 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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