Date authorised
1 May 1989
Companies House
02323018
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AG
    UNITED KINGDOM
    Phone
    +442077461000
  • Complaints Contact

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AG
    UNITED KINGDOM
    Phone
    +442077461000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

    Show 1 limitation
    • · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums
  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip James Green

    IRN PJG01205

    • CF1 Director (AR) (26 May 2021 to 1 Apr 2024)
    • SMF2 Chief Finance (10 Dec 2018 to 1 Apr 2024)
    • SIMF2 Chief Finance Function (14 Dec 2017 to 9 Dec 2018)
  • Philip John Wooldridge

    IRN PJW01370

    • SMF23 Chief Underwriting Officer (10 Dec 2018 to 30 Sep 2020)
    • SIMF22 Chief Underwriting Officer Function (18 Jun 2018 to 9 Dec 2018)
  • Philippe Etienne Jean Salt

    IRN PXS26814

    • SMF5 Head of Internal Audit (2 Apr 2020 to 31 Dec 2020)
  • Rachel Hannon

    IRN RXH84102

    • [FCA CF] Significant management (1 Nov 2019 to 11 Dec 2020)
  • Raja Ram

    IRN RXR84111

    • [FCA CF] Significant management (10 Dec 2018 to 1 Jun 2025)
  • Ramanan Mylvaganam

    IRN RXM01267

    • CF2 Non Executive Director (1 Dec 2001 to 26 Nov 2008)
  • Ray Massey

    IRN RXM01821

    • CF1 Director (AR) (16 Jan 2006 to 30 Jun 2007)
  • Richard Anthony Hextall

    IRN RAH01099

    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 18 Aug 2017)
    • CF1 Director (1 Oct 2012 to 6 Mar 2016)
    • CF2 Non Executive Director (25 Nov 2008 to 1 Oct 2012)
    • CF1 Director (AR) (14 Jan 2005 to 29 Jul 2005)
  • Richard Bonnett

    IRN RXB84094

    • [FCA CF] Significant management (10 Dec 2018 to 12 Aug 2020)
  • Richard Emlyn Heppell

    IRN REH01120

    • SIMF2 Chief Finance Function (11 Jul 2016 to 8 Nov 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.