Date authorised
1 May 1989
Companies House
02323018
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AG
    UNITED KINGDOM
    Phone
    +442077461000
  • Complaints Contact

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AG
    UNITED KINGDOM
    Phone
    +442077461000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

    Show 1 limitation
    • · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums
  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nigel Matthews

    IRN NXM84106

    • [FCA CF] Significant management (1 Apr 2020 to 12 Nov 2020)
  • Nigel Robert Dorning

    IRN NRD01032

    • CF1 Director (AR) (14 Jan 2005 to 7 Feb 2011)
  • Niraj Ramesh Patel

    IRN NXP00170

    • [FCA CF] Significant management (since 1 Jul 2021)
  • Paul Brauner

    IRN PXB84066

    • [FCA CF] Material risk taker (10 Dec 2018 to 31 Mar 2021)
    • [FCA CF] Significant management (10 Dec 2018 to 31 Mar 2021)
  • Paul Horncastle

    IRN PXH84103

    • [FCA CF] Material risk taker (10 Dec 2018 to 11 Dec 2020)
  • Paul Lucas

    IRN PXL01761

    • SMF20 Chief Actuary (since 22 May 2025)
  • Peter Cordell

    IRN PXC84096

    • [FCA CF] Significant management (10 Dec 2018 to 17 Sep 2025)
  • Peter Jason Tavner

    IRN PJT01191

    • SMF20 Chief Actuary (10 Dec 2018 to 17 Jun 2021)
    • SIMF20 Chief Actuary Function (7 Mar 2016 to 9 Dec 2018)
    • CF12 Actuarial (2 Mar 2016 to 6 Mar 2016)
  • Peter Julian Harries

    IRN PJH01277

    • CF29 Significant management (1 Nov 2007 to 31 Oct 2008)
    • CF17 Significant Mgt (Other Business Operations) (19 Jul 2007 to 31 Oct 2007)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 26 Oct 2007)
  • Philip James Calnan

    IRN PJC01415

    • SMF12 Chair of the Remuneration Committee (23 Dec 2020 to 31 Mar 2025)
    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 31 Mar 2025)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (14 Jan 2016 to 6 Mar 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.