Date authorised
1 May 1989
Companies House
02323018
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AG
    UNITED KINGDOM
    Phone
    +442077461000
  • Complaints Contact

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AG
    UNITED KINGDOM
    Phone
    +442077461000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

    Show 1 limitation
    • · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums
  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Masato Tomihari

    IRN MXT00520

    • SMF7 Group Entity Senior Manager (29 Aug 2023 to 1 Apr 2025)
  • Masayuki Kawase

    IRN MXK00533

    • SMF7 Group Entity Senior Manager (26 Jan 2023 to 1 Apr 2025)
  • Matthew Sims

    IRN MXS84113

    • [FCA CF] Significant management (10 Dec 2018 to 30 Nov 2022)
  • Matthew Wayne Gold

    IRN MXG27305

    • SMF7 Group Entity Senior Manager (16 Apr 2020 to 11 Dec 2020)
  • Miles Jeremy Taffs

    IRN MJT01264

    • SMF23 Chief Underwriting Officer (10 Dec 2018 to 1 Jan 2020)
    • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (2 Dec 2014 to 6 Mar 2016)
  • Muriel Stephanie Maurice Barre

    IRN MXB00699

    • [FCA CF] Significant management (1 Sep 2021 to 31 Mar 2023)
  • Natalia Wright

    IRN NXW00216

    • SMF24 Chief Operations (22 May 2024 to 1 Dec 2025)
    • [FCA CF] Significant management (1 Jul 2022 to 1 Jun 2025)
  • Natalie Hazelton

    IRN NXH00315

    • [FCA CF] Significant management (1 Jul 2022 to 30 Apr 2024)
  • Nicola Harris

    IRN NXH00533

    • [FCA CF] Significant management (since 4 Aug 2025)
  • Nigel James Cubitt Buchanan

    IRN NJB01163

    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 3 May 2016)
    • SIMF9 Chairman (7 Mar 2016 to 3 May 2016)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Mar 2016)
    • CF2 Non Executive Director (5 May 2006 to 6 Mar 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.