MS AMLIN INVESTMENT MANAGEMENT LIMITED

• Principal Place of Business

  51 Lime St

  City of London

  London

  EC3M 7DQ

  UNITED KINGDOM

  Phone

  +442077461000

  Web

  https://msaiml.co.uk

• Complaints Contact

  The Leadenhall Building

  122 Leadenhall Street

  London

  EC3V 4AG

  UNITED KINGDOM

  Phone

  +4402077461000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Laura Jayne Sheriff

  IRN LXS00558

  • [FCA CF] Significant management (since 18 Sep 2023)
• Laura Natalie Cross Worboyes

  IRN LXW01372

  • [FCA CF] Client dealing (14 Feb 2022 to 30 Jun 2025)
  • SMF3 Executive Director (9 Dec 2019 to 30 May 2025)
  • SMF1 Chief Executive (9 Dec 2019 to 30 Jun 2025)
  • CF3 Chief Executive (14 Jun 2019 to 8 Dec 2019)
  • CF30 Customer (12 Mar 2015 to 8 Dec 2019)
  • CF1 Director (12 Mar 2015 to 8 Dec 2019)
• Matthew James Davies

  IRN MXD00229

  • [FCA CF] Manager of certification employee (since 13 Nov 2024)
  • [FCA CF] Significant management (since 1 Jan 2020)
  • [PRA CF] Key function holder (1 Jan 2020 to 2 Jan 2020)
• Mauricio Sardi Rodas

  IRN MXS04663

  • CF11 Money Laundering Reporting (4 Apr 2017 to 22 May 2018)
  • CF10 Compliance Oversight (4 Apr 2017 to 22 May 2018)
• May Izabela Holloway

  IRN MXH00622

  • [FCA CF] Significant management (since 8 Sep 2021)
  • [FCA CF] Functions requiring qualifications (7 Sep 2021 to 8 Sep 2021)
  • [FCA CF] Significant management (7 Sep 2021 to 8 Sep 2021)
• Michael Thomas Price

  IRN MXP00688

  • [FCA CF] Significant management (since 29 Mar 2023)
• Michel Reznik

  IRN MXR02838

  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jan 2021)
  • CF11 Money Laundering Reporting (6 Aug 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 Aug 2018 to 8 Dec 2019)
• Noelia Cristina Gomes De Carvalho

  IRN NXD00348

  • [FCA CF] Significant management (since 1 Apr 2025)
  • [FCA CF] Manager of certification employee (since 1 Apr 2025)
• Paul Amer

  IRN PXA01345

  • [FCA CF] Client dealing (since 1 Jan 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (30 Sep 2015 to 8 Dec 2019)
  • CF30 Customer (31 Jul 2015 to 8 Dec 2019)
• Ravi Mahesh Pisavaria

  IRN RXP01898

  • CF30 Customer (12 Mar 2015 to 24 Jul 2015)

No changes recorded yet.