MS AMLIN INVESTMENT MANAGEMENT LIMITED

• Principal Place of Business

  51 Lime St

  City of London

  London

  EC3M 7DQ

  UNITED KINGDOM

  Phone

  +442077461000

  Web

  https://msaiml.co.uk

• Complaints Contact

  The Leadenhall Building

  122 Leadenhall Street

  London

  EC3V 4AG

  UNITED KINGDOM

  Phone

  +4402077461000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rebecca Joan Nicola Boughton

  IRN RXB01096

  • [FCA CF] Client dealing (since 8 Aug 2025)
• Richard Alexander Hobbs

  IRN RXH00263

  • [FCA CF] Client dealing (since 1 Jan 2020)
  • [FCA CF] Significant management (1 Jun 2020 to 2 Jun 2020)
  • [PRA CF] Key function holder (9 Dec 2019 to 1 Jun 2021)
• Richard Hobbs

  IRN RXH02101

  • CF30 Customer (14 Jul 2015 to 8 Dec 2019)
• Richard Oyston

  IRN RXO00123

  • [FCA CF] Significant management (since 1 Jan 2023)
• Samina Teresa Ita Vernon

  IRN STV01000

  • [FCA CF] Significant management (since 2 Dec 2024)
  • [FCA CF] Manager of certification employee (since 2 Dec 2024)
  • [FCA CF] Material risk taker (since 2 Dec 2024)
• Senthuran Viyakesparan

  IRN SXV00053

  • [PRA CF] Key function holder (9 Dec 2019 to 1 Mar 2021)
• Stephen Evenden

  IRN SXE01360

  • CF28 Systems and controls (3 Jan 2017 to 25 Oct 2019)
• Thomas Christopher Balaam

  IRN TXB01586

  • CF30 Customer (12 Mar 2015 to 8 Dec 2019)
• Thomas Christopher Balaam

  IRN TXB00145

  • [FCA CF] Significant management (1 Jan 2020 to 2 Jan 2020)
  • [FCA CF] Client dealing (1 Jan 2020 to 2 Dec 2022)
  • [PRA CF] Key function holder (9 Dec 2019 to 1 Jan 2020)
• Thomas Paul Neville

  IRN TXN00139

  • [FCA CF] Significant management (since 24 Feb 2025)
  • [FCA CF] Material risk taker (since 24 Feb 2025)

No changes recorded yet.