MS AMLIN INVESTMENT MANAGEMENT LIMITED

• Principal Place of Business

  51 Lime St

  City of London

  London

  EC3M 7DQ

  UNITED KINGDOM

  Phone

  +442077461000

  Web

  https://msaiml.co.uk

• Complaints Contact

  The Leadenhall Building

  122 Leadenhall Street

  London

  EC3V 4AG

  UNITED KINGDOM

  Phone

  +4402077461000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Edward Brown

  IRN DXB00347

  • [FCA CF] Client dealing (since 1 Jun 2021)
  • [FCA CF] Significant management (1 Jun 2021 to 2 Jun 2021)
  • [PRA CF] Key function holder (9 Dec 2019 to 1 Jun 2021)
• Ghazaleh (Grace) Suleyman

  IRN GXS00186

  • SMF16 Compliance Oversight (since 28 Apr 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Apr 2021)
• Grégoire, Claude, Thierry Mauchamp

  IRN GCM01097

  • CF2 Non Executive Director (30 Aug 2017 to 1 Jun 2018)
• James Patrick Kelly

  IRN JPK01032

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Sep 2022)
  • CF2 Non Executive Director (11 Oct 2018 to 8 Dec 2019)
• Jayne Elizabeth Styles

  IRN JET01091

  • CF1 Director (12 Mar 2015 to 29 Mar 2019)
  • CF30 Customer (12 Mar 2015 to 29 Mar 2019)
  • CF3 Chief Executive (12 Mar 2015 to 29 Mar 2019)
• Jennifer Brien

  IRN JXB03912

  • [FCA CF] Significant management (since 25 Nov 2024)
• Julian Nicholas Scofield

  IRN JXS00772

  • [FCA CF] Significant management (9 Sep 2021 to 31 Mar 2025)
  • [FCA CF] Manager of certification employee (7 Sep 2021 to 8 Sep 2021)
• Kelly Jo Maguire

  IRN KXM00877

  • [FCA CF] Significant management (since 30 Sep 2025)
  • [FCA CF] Client dealing (since 30 Sep 2025)
• Kelly Scott Anthony Bloxham

  IRN KXB00189

  • [FCA CF] Manager of certification employee (since 4 Jan 2023)
  • [FCA CF] Significant management (since 1 Jun 2021)
  • [PRA CF] Key function holder (9 Dec 2019 to 1 Jun 2021)
• Lacey Nicola Argent

  IRN LXA00216

  • [FCA CF] Significant management (since 1 Jan 2023)

No changes recorded yet.