MOUNT CAPITAL LIMITED

Date authorised
1 April 2013
Companies House
04624954
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25-28 Old Burlington Street
    London
    Westminster
    W1S 3AN
    UNITED KINGDOM
    Phone
    +4402070242700
    Web
    https://mountcap.com

  • Complaints Contact

    25-28 Old Burlington Street
    London
    Westminster
    W1S 3AN
    UNITED KINGDOM
    Phone
    +4402070242700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Pamela Anne Ehrlich

    IRN PXE01131

    • [FCA CF] Client dealing (since 29 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (15 Dec 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (5 Jan 2004 to 14 Oct 2016)
    • CF10 Compliance Oversight (5 Jan 2004 to 14 Oct 2016)
    • CF1 Director (5 Jan 2004 to 8 Dec 2019)
  • Philip Harry Robert Crate

    IRN PHC01025

    • CF30 Customer (7 May 2008 to 10 Feb 2012)
  • Ross John Topham

    IRN RJT01168

    • SMF16 Compliance Oversight (since 21 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Sep 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Sep 2023)
    • CF11 Money Laundering Reporting (12 Oct 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Oct 2016 to 8 Dec 2019)
    • CF28 Systems and controls (27 Jan 2015 to 8 Dec 2019)
  • Shaun Antony Hart

    IRN SAH01190

    • CF13 Finance (17 Oct 2005 to 1 Jun 2006)
  • William Millett

    IRN WXM00176

    • SMF16 Compliance Oversight (26 Oct 2023 to 30 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (26 Oct 2023 to 30 Sep 2024)
  • Yodia Lo

    IRN YXL00026

    • [FCA CF] Client dealing (29 Mar 2021 to 3 Jun 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.