Date authorised
1 April 2013
Companies House
04705100
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Roddis House
    12 Old Christchurch Road
    Bournemouth
    Dorset
    BH1 1LG
    UNITED KINGDOM
    Phone
    +443451307446
  • Complaints Contact

    Floor 4 Roddis House
    12 Old Christchurch Road
    Bournemouth
    Dorset
    BH1 1LG
    UNITED KINGDOM
    Phone
    +443451307446

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shama Raja

    IRN SXR01515

    • CF1 Director (AR) (31 Oct 2004 to 6 Sep 2006)
  • Sharon Moore

    IRN SXM00023

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 May 2023)
  • Simon George Rushbrooke

    IRN SGR01069

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 4 Sep 2015)
    • CF1 Director (AR) (29 Jan 2007 to 8 Oct 2008)
  • Simon Parker

    IRN SXP00038

    • CF1 Director (AR) (24 Oct 2005 to 31 May 2006)
  • Sohail Raja

    IRN SXR01517

    • CF1 Director (AR) (24 Oct 2006 to 31 Dec 2006)
  • Sonia Denise Onion

    IRN SDO01015

    • CF1 Director (AR) (13 Jul 2007 to 15 Apr 2009)
  • Sophie Dallas Lawson

    IRN SXD00281

    • Appointed representative dealing with clients for which they require qualification (12 Apr 2022 to 23 Aug 2022)
  • Stepehen Andrew Garrett

    IRN SAG01087

    • CF4 Partner (AR) (31 Oct 2004 to 16 Jan 2015)
  • Stephen Adams

    IRN SXA00296

    • [FCA CF] Significant management (since 16 Mar 2021)
  • Stephen Charles John Harris

    IRN SXH00127

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Nov 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.