Date authorised
1 April 2013
Companies House
03368205
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Capital House
    2 Pride Place
    Pride Park
    Derby
    Derbyshire
    DE24 8QR
    UNITED KINGDOM
    Phone
    +441332200020
  • Complaints Contact

    Capital House
    2 Pride Place
    Pride Park
    Derby
    Derbyshire
    DE24 8QR
    UNITED KINGDOM
    Phone
    +441332200020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Retail (Non-Investment Insurance)

  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Garbutt

    IRN AXG00422

    • Appointed representative dealing with clients for which they require qualification (23 Jun 2021 to 24 Jun 2022)
  • Alan Hewitt

    IRN AXH00203

    • Appointed representative dealing with clients for which they require qualification (25 May 2022 to 13 Oct 2022)
  • Alan John Baker

    IRN AJB01663

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 20 Dec 2019)
  • Alan Karlson

    IRN AJK01110

    • Appointed representative dealing with clients for which they require qualification (14 Oct 2021 to 16 Dec 2024)
  • Alan Keith Pirie

    IRN AKP00009

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Dec 2019)
    • CF1 Director (AR) (28 Aug 2014 to 11 Jul 2018)
  • Alan Lyne

    IRN ADL01077

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 22 Nov 2022)
    • Appointed representative dealing with clients for which they require qualification (since 30 Sep 2022)
  • Alan Mackenzie

    IRN AXM00519

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Sep 2022)
  • Alan Richard Jones

    IRN AXJ00126

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Apr 2024)
  • Alan Steven Littlewood

    IRN AXL00208

    • Appointed representative dealing with clients for which they require qualification (2 Apr 2024 to 2 Dec 2024)
  • Alan Thomson

    IRN AXT00190

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Oct 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.