Date authorised
1 April 2013
Companies House
03368205
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Capital House
    2 Pride Place
    Pride Park
    Derby
    Derbyshire
    DE24 8QR
    UNITED KINGDOM
    Phone
    +441332200020
  • Complaints Contact

    Capital House
    2 Pride Place
    Pride Park
    Derby
    Derbyshire
    DE24 8QR
    UNITED KINGDOM
    Phone
    +441332200020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Retail (Non-Investment Insurance)

  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Patrick Boland

    IRN JPB01300

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Feb 2023)
    • CF1 Director (AR) (20 Jan 2017 to 30 Jan 2023)
  • James Patrick Laurence Norney

    IRN JXN00086

    • Appointed representative dealing with clients for which they require qualification (29 Sep 2020 to 27 Jan 2023)
  • James Paul Carter

    IRN JXC23503

    • Appointed representative dealing with clients for which they require qualification (22 Mar 2024 to 5 Feb 2025)
  • James Paul Henderson

    IRN JXH00836

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 1 Nov 2022)
  • James Paul Robert Taylor

    IRN JXT00558

    • Appointed representative dealing with clients for which they require qualification (6 Oct 2023 to 14 Jun 2024)
  • James Peter Best

    IRN JXB00489

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 29 Sep 2020)
  • James Peter Dobbie

    IRN JXD00268

    • Appointed representative dealing with clients for which they require qualification (14 Dec 2021 to 31 Jan 2022)
  • James Peter Nicholls

    IRN JXN00089

    • Appointed representative dealing with clients for which they require qualification (28 Oct 2020 to 3 Oct 2025)
  • James Pettinelli

    IRN JXP00314

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Nov 2020)
  • James Phillips

    IRN JXP29106

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Jan 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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