James Patrick Laurence Norney

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HUB Financial Solutions Limited

    FRN 455713

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 25 Sep 2024)
    • [FCA CF] Client dealing (since 25 Sep 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (15 Dec 2023 to 10 Aug 2024)
    • CF30 Customer (30 Nov 2023 to 10 Aug 2024)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (23 Jan 2023 to 4 Dec 2023)
    • [FCA CF] Functions requiring qualifications (23 Jan 2023 to 4 Dec 2023)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Appointed representative dealing with clients for which they require qualification (29 Sep 2020 to 27 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.