Date authorised
1 April 2013
Companies House
03368205
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Capital House
    2 Pride Place
    Pride Park
    Derby
    Derbyshire
    DE24 8QR
    UNITED KINGDOM
    Phone
    +441332200020
  • Complaints Contact

    Capital House
    2 Pride Place
    Pride Park
    Derby
    Derbyshire
    DE24 8QR
    UNITED KINGDOM
    Phone
    +441332200020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Retail (Non-Investment Insurance)

  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew John Lumby

    IRN AJL01322

    • CF1 Director (AR) (since 4 Sep 2023)
  • Andrew John Reid

    IRN AXR00886

    • Appointed representative dealing with clients for which they require qualification (5 Feb 2024 to 14 Jun 2024)
  • Andrew John Stevenson

    IRN AJS01765

    • CF1 Director (AR) (since 26 Jun 2018)
  • Andrew Jonathan Blacklock

    IRN AJB01723

    • CF1 Director (AR) (23 May 2011 to 20 Apr 2016)
  • Andrew Jonathan Hallgarth

    IRN AXH00713

    • Appointed representative dealing with clients for which they require qualification (19 Apr 2022 to 8 Mar 2023)
  • Andrew Lea White

    IRN AXW00245

    • Appointed representative dealing with clients for which they require qualification (12 Jun 2023 to 30 Nov 2023)
  • Andrew Mark Kerr

    IRN AXK76790

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2022)
  • Andrew Martin Montlake

    IRN AMM00026

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 3 Aug 2012)
    • CF1 Director (AR) (3 Nov 2009 to 7 Sep 2012)
  • Andrew McLean

    IRN AXM00520

    • Appointed representative dealing with clients for which they require qualification (11 Mar 2020 to 3 Mar 2025)
  • Andrew Parry

    IRN AXP00374

    • Appointed representative dealing with clients for which they require qualification (24 Nov 2023 to 11 Nov 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.