Andrew John Lumby

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mortgage Advice Bureau Limited
FRN 455545
- CF1 Director (AR) (since 4 Sep 2023)
Mortgage Advice Bureau (Derby) Limited
FRN 466154
- CF1 Director (AR) (since 4 Sep 2023)
MMBS Services Limited
FRN 930131
- (1)Employed By (since 4 Sep 2023)
Melton Mowbray Building Society
FRN 106184
- SMF2 Chief Finance (since 24 Jun 2021)
Tipton and Coseley Building Society (no longer approved here)
FRN 159601
- SMF16 Compliance Oversight (28 Oct 2019 to 2 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (28 Oct 2019 to 2 Dec 2019)
- SMF2 Chief Finance (6 Mar 2018 to 2 Jul 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.